Broker Check

Our Menu of Services Guide

"We help our clients to build and protect wealth, maintain their lifestyles, and develop an impactful and lasting legacy.”

Services Available:


Managed Accounts
Mutual Funds
Variable Annuities
Index Annuities
Fixed Annuities
Alternative Investments
Brokerage Accounts
Stocks and Bonds

Financial Planning

Wealth Management
Retirement Income Planning
Social Security Planning
Cash Flow Analysis
Tax Planning
Intergenerational Planning
Second Career Planning


Life Insurance
Long Term Care Insurance
Disability Income

Retirement Plans

Traditional IRA
Roth IRA
Simple IRA
401k Plans
Profit Sharing Plans
403b Plans
Money Purchasing Plans

Goal Based Planning

Retirement Planning
College Planning
Legacy Planning
Charitable Giving
Life and Goal Planning
Bucket List Planning
Dream Vacation Planning

Trusts *

Revocable Living Trust
Dynasty Trust
Special Needs Trust
Asset Protection Trust
Life Insurance Trusts
Charitable Trusts
Testamentary Trust

Registered Representative offering securities through First Allied Securities, Inc. a Registered Broker/Dealer Member FINRA/SIPC. Advisory services offered through First Allied Advisory Services, a Registered Investment Adviser. First Allied entities are under separate ownership from any other named entity.

* You should consult your tax adviser or legal counsel for advice and information concerning your particular situation.

Money Decisions You May Need to Make Within the Next 12 Months

New Money Decisions

  • Tax refund
  • Inheritance
  • Offer of a generous severance package
  • Legal settlement
  • Lottery winning or other monetary prize

Existing Money Decisions

  • CD maturing
  • Excess money in savings, checking, or money market accounts
  • Bonds maturing
  • Selling stocks/mutual funds/or other investments
  • Sale of a limited partnership, non-traded REIT, or other similar asset
  • Leaving your current employer or retiring triggering a possible 401(K) custodian to custodian rollover
  • Pay back of a loan you made
  • Sale of real estate
  • Sales of a business

Potential Discussion Points

  • A new job
  • Planning to retire
  • Paying for a wedding
  • New child or grandchild
  • A divorce for you or someone in your immediate family
  • Relocating, buying a house, or a vacation property
  • Starting a new business
  • Becoming a caregiver
  • A family member for whom you are concerned about their level of responsibility (gambling, spending money, substance abuse, other)
  • Legal concerns
  • Apprehension over a loved one’s mental deterioration

Have a Question?

Thank you!